Headspace During and After Fermentation
Q. Why is headspace acceptable during fermentation but not once fermentation is over? At what point should I start topping containers completely, and does the amount of headspace matter more in a small carboy than in a larger tank?
Mark Jensen
Portland, Oregon
A. During an active fermentation, headspace is much less concerning because the yeast are producing enormous amounts of carbon dioxide. That CO₂ is constantly bubbling out of the wine, moving upward and helping displace the air above it. In effect, fermentation creates its own temporary protective atmosphere.
That protection is especially strong during vigorous primary fermentation, when carbon dioxide production is rapid and continuous. At that stage, you actually need headspace because the wine may foam, expand, and, in the case of red wines fermented on the skins, push a cap of skins and seeds upward.
The situation changes as fermentation slows. CO₂ production drops dramatically once the yeast have consumed most of the fermentable sugar. The wine may still contain dissolved carbon dioxide, and some of that gas will continue coming out of solution for a while, but you no longer have the same continuous stream of newly generated CO₂ sweeping through the headspace. Ordinary air can begin occupying more of the space above the wine.
That matters because air contains oxygen, and finished wine is much more vulnerable to oxygen exposure than actively fermenting must. Some oxygen exposure during fermentation is not necessarily harmful and can actually benefit yeast early in the process. Once alcoholic fermentation is finished, however, oxygen can contribute to browning, loss of fresh fruit character, aldehydic or nutty aromas, and, over time, general flattening or premature aging.
Microbiology is part of the equation as well. A large air-wine interface can create favorable conditions for organisms that thrive in the presence of oxygen. Acetic acid bacteria are the classic concern because they can oxidize ethanol and contribute volatile acidity, but certain film-forming yeasts can also take advantage of oxygen at the wine’s surface. Keeping finished wine properly topped is therefore not just about preserving aroma; it is also part of microbial control.
So when should you make the transition? I generally stop thinking of headspace as harmless once the wine has finished vigorous fermentation and is settling into post-fermentation storage. If malolactic fermentation is still happening, the wine may continue producing some CO₂, but I still would not use that as an excuse to leave a large amount of empty space indefinitely. Once your wine is dry and moving into aging or storage, rack into an appropriately sized vessel and minimize the ullage.
The shape and size of the container matters too. What concerns me is not simply the distance between the wine and stopper, but the amount of wine surface exposed to air relative to the total volume. A few inches of headspace in a narrow-necked carboy may represent relatively little exposed surface area, while the same vertical distance in a wide bucket or partially filled tank could expose much more.
Small lots deserve particular attention because they have less margin for error. Losing a pint or two from a 60-gallon (225-L) barrel is one thing; losing the same amount from a 2.5-gallon (10-L) carboy can create significant headspace. This is why home winemakers often have various-sized carboys, jugs, and bottles. Appropriately sized containers let you rack the wine while still keeping everything full.
Inert gas can be helpful, but I consider it a supplement rather than a permanent substitute for topping. Carbon dioxide, nitrogen, and argon can reduce oxygen exposure in headspace, but gases move, diffuse, and escape whenever containers are opened or disturbed. For long-term storage, a full container with minimal headspace is generally more reliable than repeatedly trying to blanket a large empty volume with gas.
Think of fermentation as a temporary exception to the topping rule. While the yeast are actively producing CO₂, the wine has its own little gas generator working on its behalf. Once that generator starts shutting down, your job as the winemaker is to take over. Rack cleanly, use appropriately sized containers, keep finished wine topped, and maintain sulfur dioxide at an appropriate level for the wine’s pH.
